Zolve · 20 hours ago

Sr. Compliance Officer

United States

Full-time

Remote

Senior Level, Lead/Staff

8+ years exp

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BankingFinancial Services

Hiring Manager

Harpal Singh Sohi

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Responsibilities

Assist in Implementation and management of an effective Compliance Management System (CMS) for Credit Card Portfolio management involves many activities, including : risk management, account management, and reporting and monitoring.

Work closely with cross-functional partners to support aspects of the Fair Lending Program (e.g. advisory frameworks, risk assessment, testing, governance).

Monitor all credit card operations and ensure they comply with all relevant Federal and state laws and regulations as relevant to Credit Cards.

Maintain a regulatory inventory of all applicable regulations, monitoring changes to these laws and regulations and ensuring timely implementation of necessary changes.

Serve as a liaison with Partner bank(s) concerning compliance matters, audits and examinations

Develop and maintain policies and procedures aligned with consumer protection and credit card laws, regulations, and processes.

Create and manage effective Change Management Plan

Conduct Enterprise Risk Assessments

Review Marketing materials for Compliance

Provide Compliance review for vendor management oversight activities (risk assessment, onboarding new servicing vendors)

Prepare and/or review responses to Regulatory, Bank Partner and Audit Engagement requests

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Compliance Management SystemCredit Card RegulationsRisk ManagementRegulatory Inventory ManagementFair Lending ProgramCRCM CertificationCIPP CertificationCAMS CertificationEnterprise Risk AssessmentsVendor Management ComplianceTruth in Lending (Reg Z)CARD ActFCRAEqual Credit Opportunity Act (ECOA)UDAAPUSA Patriot ActBank Secrecy ActAnti-Money Laundering LawsOFACSCRAMLALending Fintech Experience

Required

Bachelor’s degree in law, finance, business management, or a related field

8+ years of proven experience in a compliance officer role, with a strong focus on credit card regulations

Deep knowledge and understanding of all relevant Federal and state laws and regulations, including, the Truth in Lending (Reg Z), the CARD Act, FCRA, Equal Credit Opportunity Act (ECOA), UDAAP, USA Patriot Act Bank Secrecy and Anti-Money Laundering Laws, OFAC, SCRA and MLA as relevant to Credit Cards.