Convergenz · 6 hours ago

Transfer Agency Compliance Consultant

United States

Contract

Remote

Mid, Senior Level

5+ years exp

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Responsibilities

Prepare interview templates and assisting with scheduling stakeholder interviews

Participate in current state business model and process interviews with stakeholders

Document current state activities and core processes

Draft preliminary compliance policies and procedures

Develop compliance operating framework including, for example, interaction model/RACI, monitoring routines and issues management/escalation

Qualification

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Transfer Agency experienceRegulatory compliance analysisTransfer Agency regulations knowledgeContact center activities knowledge