Norgate Technology · 13 hours ago
Transfer Agency Compliance Consultant
United States
Contract
Remote
Mid, Senior Level
$70/hr - $75/hr
5+ years exp
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Hiring Manager
Kishor Vingale
Insider Connection @Norgate Technology
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Responsibilities
Ensure that the transfer agency's operations and processes comply with U.S. regulatory requirements by conducting stakeholder interviews
Documenting current state activities
Drafting compliance policies and procedures
Developing a comprehensive compliance operating framework
Qualification
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Required
5-7 years’ experience working in/with U.S. registered Transfer Agency
Proven ability to analyze complex regulatory requirements and translate them into practical compliance solutions for transfer agency operations
Knowledge of and experience with Transfer Agency regulations and compliance programs
Knowledge of and experience with Transfer Agency contact center activities
Demonstrated written and oral communications skills
Company
Norgate Technology
Norgate Technology is an IT company that provides technology staffing services.
201-500 employees
H1B Sponsorship
Norgate Technology has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (6)
2022 (10)
2021 (7)
2020 (26)
Funding
Current Stage
Growth StageCompany data provided by crunchbase
