UpTick Financial- Advisor Recruiters and Consultants · 3 hours ago

Wealth Management Advisor

NYC Metro Area

Full-time

Remote

Mid Level

$400K/yr - $550K/yr

4+ years exp

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Financial Services

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Responsibilities

Provide bespoke, comprehensive investment strategies and services to clients.

Exhibit a proven record of client retention and the capability to expand a book of business.

Prepare and deliver compelling presentations and proposals to prospective clients.

Increase brand visibility and market services strategically.

Stay abreast of industry trends and maintain advanced financial knowledge.

Leverage and expand an established network of referrals.

Partner with the home office to manage and optimize clients’ financial portfolios.

Oversee portfolio management and ensure exceptional client retention.

Manage an existing client portfolio with $25MM+ in Assets Under Management (AUM).

Fulfill all Continuing Education requirements.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Wealth ManagementFinancial AdvisoryInvestment Policy PlanningAsset AllocationPortfolio ImplementationFINRA Series 7FINRA Series 65Client RetentionComputer ApplicationsClean U4Client Portfolio ManagementPortable AUM ManagementOutlookExcelWordPowerPointCertified Financial Planner

Required

Bachelor’s degree with a minimum of 4 years of experience in wealth management, financial advisory, or related financial services, demonstrating a history of success.

Proven ability to work both independently and as part of a team to achieve shared goals.

Proficiency in computer applications: Outlook, Excel, Word, and PowerPoint.

Clean U4.

Must hold FINRA Series 7 or 65.

Experience managing a client portfolio with $25MM+ in Portable AUM.