Surveillance – Trade Surveillance Compliance Officer Analyst To Associate in united states (1000+)
1 week ago
Surveillance – Trade Surveillance Compliance Officer -Analyst to Associate
Deutsche Bank
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Banking · Finance · Public
Jacksonville, FL
Full-time
$45K/yr - $76K/yr
Hybrid
Entry, Mid Level58 applicants
1 hour agoBe an early applicant
Senior Risk Associate (Trade Surveillance)
Capital One
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Financial Services · Public
New York, NYFull-time$96K/yr - $110K/yrOnsiteMid, Senior Level
3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
7 hours agoBe an early applicant
Manager, Advanced Analytics - Trading Surveillance & Insider Risk (US)
TD
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Banking · Finance · Late Stage
Mount Laurel, NJFull-time$95K/yr - $155K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
H1B Sponsor Likely1 hour agoBe an early applicant
Senior Risk Associate (Trade Surveillance)
Capital One
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Financial Services · Public
McLean, VAFull-time$96K/yr - $110K/yrOnsiteMid, Senior Level3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
7 hours agoBe an early applicant
Senior Manager, Advanced Analytics - Trading Surveillance & Insider Risk (US)
TD
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Banking · Finance · Late Stage
Mount Laurel, NJFull-time$122K/yr - $200K/yrOnsiteSenior Level7+ years expLess than 25 applicants
H1B Sponsor Likely1 hour agoBe an early applicant
Senior Risk Associate (Trade Surveillance)
Capital One
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Financial Services · Public
Richmond, VAFull-time$96K/yr - $110K/yrOnsiteMid, Senior Level3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
1 week ago
FS/ Trade Surveillance – Risk and Compliance – Principal, Business Consulting
Infosys
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Consulting · Information Services · Public
Richardson, TXFull-timeOnsiteSenior Level, Lead/Staff3+ years expLess than 25 applicants
No H1B
1 month ago
Compliance & Surveillance Analyst
ElectronX
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Energy · Financial Services · Early Stage
Chicago, ILFull-time$75K/yr - $95K/yrOnsiteEntry, Mid Level1+ years exp132 applicants
No H1B
3 weeks ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD Securities
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Banking · Finance · Late Stage
New York, NYFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
1 week ago
Trade Surveillance Analyst | Hedge Fund | NYC | Hybrid
Atlantic Group
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B2B · Human Resources · Growth Stage
New York, United StatesFull-timeHybridEntry, Mid Level2+ years exp77 applicants
Growth OpportunitiesH1B Sponsor Likely
3 months ago
AI/ML Engineer - capital markets/ financial trading/ compliance surveillance regulations
Intone
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Consulting · Information Services · Late Stage
United StatesFull-timeRemoteMid, Senior Level68 applicants
Growth OpportunitiesH1B Sponsor Likely
3 months ago
U.S. Portfolio Surveillance - Investment Management - Analyst / Associate
Morgan Stanley
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Asset Management · Finance · Public
New York, NYFull-time$110K/yr - $130K/yrOnsiteEntry, Mid Level2+ years exp156 applicants
3 weeks ago
Compliance Surveillance Analyst
Oppenheimer & Co. Inc.
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Financial Services · Public
New York, NY, USFull-time$60K/yr - $80K/yrOnsiteEntry Level1+ years exp45 applicants
H1B Sponsor Likely
4 months ago
U.S. Portfolio Surveillance - Investment Management - Analyst / Associate
E*TRADE from Morgan Stanley
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Banking · Finance · Public
New York, New York, United States of AmericaFull-time$110K/yr - $130K/yrOnsiteEntry, Mid Level2+ years exp95 applicants
3 days ago
Business Line Compliance Officer - Associate (Reviewer & Surveillance)
Performance Trust Capital Partners
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Career Planning · Finance · Growth Stage
United StatesFull-time$95K/yr - $120K/yrRemoteMid Level3+ years exp116 applicants
No H1B
3 days ago
Compliance Surveillance Analyst
AlphaSense
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Analytics · Artificial Intelligence (AI) · Late Stage
Chicago, ILFull-timeOnsiteMid Level37 applicants
Comp. & BenefitsH1B Sponsor Likely
2 weeks ago
Vice President, Trading Surveillance Compliance
moomoo
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Financial Services · FinTech · Late Stage
Jersey City, NJFull-time$120K/yr - $160K/yrOnsiteMid, Senior Level7+ years expLess than 25 applicants
3 months ago
Associate - Market Surveillance & Monitoring (Enforcement) - Operations (Audit/ Inspection/ Enforcement/ Compliance)
Hong Kong Exchanges and Clearing Limited (HKEX)
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Finance · Financial Services · Public
HK-ONE ES 21/FFull-timeOnsiteMid Level3+ years expLess than 25 applicants
2 weeks ago
Vice President, Surveillance Analyst, Compliance Surveillance
BNY
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Financial Services · Late Stage
Lake Mary, FLFull-timeOnsiteSenior LevelLess than 25 applicants
2 months ago
Surveillance & Compliance Officer
UniUni
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Delivery · Delivery Service · Late Stage
Brea, CAFull-timeOnsiteEntry, Mid Level2+ years expLess than 25 applicants
