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Mizuho · 10 months ago

Regulatory Reporting (Broker-Dealer)

New York, NY

Full-time

Onsite

Mid Level

$155K/yr - $165K/yr

Mizuho Financial Group, Inc. is a leading global financial institution with a strong presence in corporate and investment banking services. They are seeking a Regulatory Reporting Professional to prepare regulatory reports, manage capital computations, and ensure compliance with financial regulations.

FinanceBankingVenture CapitalFinancial ServicesImpact Investing

Comp. & Benefits

H1B Sponsor Likely

Responsibilities

Preparation of daily 15c3-1 daily net capital computation for US Broker Dealer

Weekly and month end preparation of the 15c3-3 customer reserve calculation

Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals

Prepare the monthly and quarterly reports for regulated entities

Run and manage Axiom software for regulatory haircuts and charges

Reconcile trade details to general ledger to ensure adequacy of accounting records

Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports

Maintenance/update procedure documentation related to new regulatory requirements to ensure firm’s compliance

Qualification

Regulatory ReportingAccounting experienceAxiom softwareMicrosoft ExcelSeries 27 certificationAd hoc projectsFinance degree

Required

Regulatory or Accounting experience in the financial industry

Bachelor's degree in accounting or finance

Microsoft Excel proficient

Ad hoc projects

Series 27 must be obtained

Benefits

Generous employee benefits package

Discretionary bonus

Company

Mizuho

This is not your typical financial institution. It’s our people who make us a cut above.

Tokyo, Tokyo, JPN

10001+ employees

https://www.mizuhogroup.com

H1B Sponsorship

Mizuho has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (49)

2024 (23)

2023 (43)

2022 (12)

2021 (10)

2020 (1)

Funding

Current Stage

Late Stage

Leadership Team

Lara Grant

Chief of Staff, CTO

Mitch Billek

Managing Director & Chief Financial Officer

Recent News

MarketScreener

Mizuho Financial Group, Inc. Revises Earnings Guidance for the Ending March 31, 2026

2025-11-14

Investing.com

Oracle share price weakness offers a buying opportunity, says Mizuho

2025-11-12

Zawya.com

Yen intervention warnings flash amber: McGeever

2025-11-12

Company data provided by crunchbase