Associate Vice President For Equity Compliance in united states (1000+)

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United States

Company

Experience Level

Job Type

Work Model

Date Posted

2 days ago
Associate Vice President for Equity Compliance
Towson University
/
Higher Education · Late Stage
Towson, MD
Full-time
$170K/yr - $180K/yr
Hybrid
Director/Executive
10+ years exp
33 applicants


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Work & Life Balance

15 hours ago
IED - Equity Derivatives Strat – Structured Derivative Platform - Associate/Vice President
Morgan Stanley
/
Financial Services · Public
New York, NY
Full-time
$150K/yr - $250K/yr
Onsite
Senior Level
106 applicants


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H1B Sponsor Likely

4 weeks ago
Associate Vice President for Equity Compliance
Inside Higher Ed
/
Online Media · Growth Stage
Baltimore, MD
Full-time
Onsite
Director/Executive
10+ years exp
Less than 25 applicants


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2 weeks ago
Investment Banking - TMT Equity Capital Markets - Senior Associate/Junior Vice President
JPMorganChase
/
Financial Services · Public
San Francisco, CA
Full-time
$200K/yr - $275K/yr
Onsite
Mid, Senior Level
5+ years exp
81 applicants


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Growth Opportunities
H1B Sponsor Likely

3 months ago
Equities Strategy Associate / Vice President
E*TRADE from Morgan Stanley
/
Financial Services · Public
New York, New York, United States of America
Full-time
$150K/yr - $200K/yr
Onsite
Mid Level
2+ years exp
85 applicants


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3 weeks ago
Associate Vice President for Compliance and Ethics and Chief Compliance Officer
Georgetown University
/
Higher Education · Late Stage
Washington, DC
Full-time
$168K/yr - $328K/yr
Onsite
Director/Executive
10+ years exp
93 applicants


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H1B Sponsor Likely

2 weeks ago
Associate/Assistant Vice President - Compliance (FINRA Registration & Central Compliance Generalist)
PJT Partners
/
Investment Banking · Public
New York, United States
Full-time
$95K/yr - $110K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

5 months ago
Investment Banking - TMT Equity Capital Markets - Senior Associate/Junior Vice President
Chase
/
Financial Services · Late Stage
San Francisco, CA, United States
Full-time
$200K/yr - $275K/yr
Onsite
Senior Level
Less than 25 applicants


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5 days ago
Senior Associate/Assistant Vice President, Product Strategy (Private Equity)
Oaktree Capital Management, L.P.
/
Financial Services · Public
Los Angeles, CA
Full-time
$145K/yr - $170K/yr
Hybrid
Mid Level
4+ years exp
167 applicants


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1 week ago
Experienced Associate, Vice President - (RIA) Compliance
Guggenheim Securities
/
Financial Services · Late Stage
New York, United States
Full-time
$130K/yr - $130K/yr
Onsite
Mid Level
4+ years exp
Less than 25 applicants


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4 days ago
Associate Vice President, Conflicts Management & Trade Surveillance Compliance
Ares Management
/
Public
Los Angeles, CA
Full-time
$145K/yr - $185K/yr
Onsite
Mid, Senior Level
7+ years exp
39 applicants


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Growth Opportunities

3 months ago
Compliance, GBM Public Compliance- Equities: Equity Derivatives, Vice President, NY
Goldman Sachs
/
Financial Services · Public
New York, New York, United States
Full-time
Onsite
Mid, Senior Level
6+ years exp
45 applicants


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Growth Opportunities
H1B Sponsor Likely

2 weeks ago
FinTech Equity Research Associate / Vice President
Financial Technology Partners / FT Partners
/
Investment Banking · Growth Stage
New York, NY
Full-time
$160K/yr - $240K/yr
Onsite
Mid Level
2+ years exp
140 applicants


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No H1B

1 month ago
Experienced Associate, Vice President - Compliance
Guggenheim Partners
/
Late Stage
New York
Full-time
$130K/yr - $130K/yr
Onsite
Mid Level
4+ years exp
51 applicants


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1 week ago
Assistant Vice President – Equities Compliance
Cantor Fitzgerald
/
Financial Services · Late Stage
New York, NY
Full-time
Onsite
Mid Level
3+ years exp
41 applicants


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3 months ago
Vice President, Business Growth– Tax Mobility and Equity Compliance
E*TRADE from Morgan Stanley
/
Financial Services · Public
Alpharetta, Georgia, United States of America
Full-time
Onsite
Mid, Senior Level
5+ years exp
51 applicants


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2 months ago
Associate Vice President, Compliance Testing & Monitoring
Ares Management
/
Public
Los Angeles, CA - Century City
Full-time
$135K/yr - $175K/yr
Onsite
Mid, Senior Level
5+ years exp
28 applicants


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Growth Opportunities

5 months ago
Compliance, Private Wealth Management, Associate / Vice President, Houston TX
Goldman Sachs
/
Financial Services · Public
Houston, Texas, United States
Full-time
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

1 month ago
Equities Strategy Associate / Vice President
Morgan Stanley
/
Financial Services · Public
New York, NY
Full-time
$150K/yr - $200K/yr
Onsite
Mid Level
2+ years exp
200+ applicants


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H1B Sponsor Likely

2 weeks ago
Experienced Associate/Vice President - Compliance
Guggenheim Securities
/
Financial Services · Late Stage
New York, NY
Full-time
$110K/yr - $135K/yr
Onsite
Mid Level
3+ years exp
44 applicants


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