Equities Compliance Officer in united states (1000+)
10 hours agoBe an early applicant
Equities Compliance Officer
Madison-Davis, LLC
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Human Resources · Information Technology · Growth Stage
NYC Metro Area
Full-time
$125K/yr - $200K/yr
Onsite
Mid LevelLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
4 months ago
BW NY - Compliance Officer - Equities
BW Gestão de Investimentos (Brasil Warrant Investimentos)
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Financial Services · Growth Stage
New York City, New York, United StatesFull-timeOnsiteSenior Level
7+ years expLess than 25 applicants
1 week ago
Business Line Compliance Officer – Senior Analyst (Fixed Income & Equities Advisory)
Performance Trust Capital Partners
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Career Planning · Finance · Growth Stage
United StatesFull-time$75K/yr - $95K/yrRemoteMid, Senior Level2+ years exp43 applicants
No H1B
1 week ago
Compliance Officer, Private Equity Firm
Larson Maddox
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Consulting · Human Resources · Late Stage
New York, NYFull-time$225K/yr - $275K/yrOnsiteSenior Level5+ years exp26 applicants
36 minutes agoBe an early applicant
Compliance Officer — CFTC Swap Dealer and SEC Security-Based Swap Dealer
Cantor Fitzgerald
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Commercial Real Estate · Financial Services · Late Stage
New York, NYFull-timeOnsiteSenior Level7+ years expLess than 25 applicants
4 hours agoBe an early applicant
Compliance Officer
Allspring Global Investments
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Asset Management · Consulting · Late Stage
Milwaukee, WIFull-time$100K/yr - $125K/yrHybridSenior Level, Lead/Staff10+ years expLess than 25 applicants
6 hours agoBe an early applicant
Compliance Officer, Expert Networks
Balyasny Asset Management L.P.
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Financial Services · Late Stage
NYC Metro AreaFull-time$115K/yr - $190K/yrOnsiteSenior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
5 hours ago
Compliance Officer-Credit Cards
City National Bank
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Banking · Finance · Public
Newark, DEFull-time$77K/yr - $143K/yrOnsiteMid, Senior Level5+ years exp47 applicants
H1B Sponsor Likely
9 hours agoBe an early applicant
Compliance Officer
Aon
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Consulting · Professional Services · Public
Chicago, ILFull-time$82K/yr - $100K/yrHybridEntry, Mid Level2+ years expLess than 25 applicants
5 hours agoBe an early applicant
AML Compliance Officer - Series 24
Ascendo Resources
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Human Resources · Staffing Agency · Growth Stage
Fort Lauderdale, FLFull-timeHybridSenior Level5+ years expLess than 25 applicants
9 hours ago
Compliance Officer - Consumer Lending Servicing
KeyBank
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Banking · Late Stage
Brooklyn, OHFull-time$71K/yr - $125K/yrHybridMid Level3+ years exp44 applicants
6 hours agoBe an early applicant
Contract Compliance Officer
State of Indiana
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Government · Information Services · Late Stage
Indianapolis, INContractOnsiteMid, Senior Level3+ years expLess than 25 applicants
4 hours ago
Senior Compliance Officer – Regulatory Initiatives, Policies and Procedures
TD
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Banking · Finance · Late Stage
New York, New YorkFull-time$110K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp88 applicants
4 hours agoBe an early applicant
Compliance Officer
Allspring Global Investments
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Asset Management · Consulting · Late Stage
Minneapolis, MNFull-time$100K/yr - $125K/yrHybridSenior Level, Lead/Staff10+ years expLess than 25 applicants
11 hours ago
Compliance Officer - North Carolina Region - HYBRID
FUJIFILM Biotechnologies
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Biotechnology · Health Care · Late Stage
Holly Springs, NCFull-timeHybridSenior Level, Lead/Staff8+ years exp175 applicants
12 hours ago
Senior Compliance Officer
Related Companies
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Commercial Real Estate · Construction · Late Stage
New York, NYFull-time$150K/yr - $170K/yrOnsiteSenior Level7+ years exp118 applicants
7 hours ago
Compliance Officer
Madison-Davis, LLC
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Human Resources · Information Technology · Growth Stage
New York, NYFull-time$100K/yr - $175K/yrOnsiteMid Level37 applicants
Growth OpportunitiesH1B Sponsor Likely
6 hours agoBe an early applicant
Sr. Compliance Officer, LRC
BMO U.S.
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Banking · Late Stage
New York, NYFull-time$81K/yr - $152K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
6 hours agoBe an early applicant
Risk and Compliance Officer - Consumer Lending
Members 1st Federal Credit Union
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Banking · Financial Services · Late Stage
Enola, PAFull-time$76K/yr - $125K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
10 hours ago
Sr. Compliance Officer, LRC
BMO
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Banking · Crowdfunding · Public
New York, NY, USAFull-time$81K/yr - $152K/yrOnsiteMid, Senior Level5+ years exp77 applicants
H1B Sponsor Likely