Raymond James · 15 hours ago
Sr. Advisor, PCG IT Branch Exams
United States
Full-time
Remote
Mid, Senior Level
$80K/yr - $120K/yr
3+ years expRaymond James is a financial services firm seeking a Sr. Advisor for their PCG IT Branch Exams. The role focuses on conducting virtual endpoint security reviews and technology-related security assessments to ensure compliance with firm policies and procedures in branch offices.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Seeks understanding of risks and procedures sufficient to understand the reasons for tasks being performed
Assess the risks associated with the various business objectives and evaluate the controls in place to mitigate those risks
Performs control assurance testing activities
Conducts interviews, virtual walk-throughs, and documents results
Prepares work papers and coordinates receipt of audit materials required to analyze, test, and evaluate the branch’s controls environment
Communicate findings to business, compliance, and/or IT partners, as appropriate
Advise process owners on potential gaps in controls
Identifies, implements, and maintains processes and tools to support assurance, compliance, and remediation tracking activities (e.g. testing, maintenance of controls, documentation)
Performs other duties and responsibilities, as assigned
Qualification
Required
Bachelor's Degree (B.A./B.S.) in a related discipline and a minimum of three (3) years of experience in the financial services industry, compliance, or risk management
Strong background in information security, with a specific focus or experience in testing end-user and network controls
Strong organizational skills required, such as ability to multi-task and manage multiple examinations at once
Report writing and technical writing skills
Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions
Clearly convey information and ideas through a variety of media to individuals or groups in a manner that engages the audience and helps them understand and retain the message
Use effective approaches for choosing a course of action or developing appropriate solutions; recommend or take action that is consistent with available facts
Demonstrate a satisfactory level of technical and professional skill or knowledge in position-related areas; remains current with developments and trends in areas of expertise
Develop and use collaborative relationships to facilitate the accomplishment of work goals
Make internal and external clients and their needs a primary focus of actions; develop and sustain productive client relationships
Preferred
Information Security certifications such as CISSP, GCCC, CIA, CISA, Security+, Network+, Linux+, or other SANS certifications
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
H1B Sponsorship
Raymond James has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (1)
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Executive Officer
James Sickling
COO - Fixed Income
Recent News
2026-02-03
2026-02-03
2026-02-02
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